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Carotid Doppler microembolic signals (MES) in patients
one year after heart valve surgery

Dalinin V.1, Lingaas P.S.2, Hatteland K.2, Svennevig J.L.2
1Department of cardiac surgery,
Institute of Thoracic surgery Moscow medical academy
2Department of Thoracic and Cardiovascular Surgery,
Rikshospitalet, University of Oslo, Norway

Abstract
BACKGROUND: Tromboembolism is a feared complication following heart valve replacement. Cerebral microembolic signals may be detected using Doppler ultrasonography. Doppler ultrasound has been used to detect microemboli during CPB. MES has also been detected in association with myocardial infarction, left ventricle aneurysm, atrial fibrillation and carotid artery stenosis. The aim of the present study was to examine the frequency of MES in patients one year after heart valve replacement, to look for possible risk factors associated with MES and for any correlation with cerebral events.
MATERIALS AND METHODS: One hundred patients (mean age was 66,3 (+\-12,4), 69 male and 31 female) were examined one year after heart valve replacement (group A). Thirty patients who had undergone various cardiovascular operations but without heart valve pathology (mean age was 62,5 (+\- 8,7), 39% male and 61% female) served as controls (group B). A newly developed microemboli detector, EMEX-25 (Hatteland Instrumentering, Norway) was used to detect microembolic signals from both carotis arteries.
RESULTS: In group A MES were detected in 62 %, in group B in 46% of the patients. The difference between valve patients and non-valve patients was not statistically significant (p=0.2). In group A a correlation was found between the number of MES and postoperative stroke, smoking, previous cardiovascular operations and the EUROScore (p<0.05). There was no correlation between the total number of MES and anticoagulation (INR and anticoagulation therapy), atrial fibrillation, cholesterol level, NYHA class, gender, age, valve type or valve position. In group B a correlation was found for age, elevated serum creatinine level (>200 uMol/L), atrial fibrillation and EUROScore. Cerebral events were diagnosed in 15 patients in group A and their correlation with the total number of MES was statistically significant.
CONCLUSION: MES were detected in valve patients as well as in non-valve patients one year after surgery. The difference between the two groups was not statistically significant. The association between possible risk factors and MES varied between valve patient and non-valve patients. A strong correlation between number of MES and postoperative cerebral events was found.
1. Introduction
Tromboembolism is a feared complication following heart valve replacement. Despite adequate anticoagulation, the frequency of tromboembolism ranges between 1-4 % per patient-year(1). Although persistent cerebral injury occurs in only around 3% of patients, cognitive impairment may occur in 2/3 of patients early after surgery and persist in 1/3 of patients for at least one year(2).
Cerebral microembolic signals may be detected using Doppler ultrasonography (3).
Experimental studies have shown that emboli passing a vessel have some typical characteristics with regard to duration, direction and intensity of the Doppler signal(4)
Doppler ultrasound has been used to detect microemboli during CPB(5,6).
Air bubbles have been detected in patients undergoing cardiac surgery(7-10). In 1990 Spencer et al. monitored carotid endarterectomies and detected Doppler signals, similar to those reflected from gas bubbles, during arterial dissection, before opening the vessel. They suggested that these signals were due to formed elements. In 1991 it was confirmed that Doppler ultrasound could be used to detect solid as well as gaseous microemboli by introducing microemboli of different sizes and compositions in animal studies(11). Most studies in patients undergoing open heart surgery have been performed using transcranial Doppler ultrasonography(12-17) .
Microembolic signals have been detected during surgery in patients undergoing valve replacement 1818 as well as in patients undergoing CABG(18-21).
A significant association between intraoperative microembolic signals and postoperative neuropsychological deficit has been demonstrated(22,23). However, no association between neuropsychological deficit and total number of MES could be demonstrated one year after open heart surgery(22). MES have also been detected in association with myocardial infarction, left ventricle aneurysm, atrial fibrillation and carotid artery stenosis in patients (24-27).
The present methods have not been able to separate between solid and gaseous emboli. However, the lack of correlation between the level of anticoagulation and MES in one study may indicate a gaseous nature of the emboli. Also several experimental studies attempted to confirm the gaseous nature of MES produced by prosthetic valves (30-32) .
We have chosen the carotid artery for the Doppler study, where the highest number of MES can be detected(33), and because of the simplicity of the method.
The aim of the present study was to examine the frequency of MES in patients one year after heart valve replacement, to look for possible risk factors associated with MES and for any correlation with cerebral events.
2. Materials and methods.
Patients
Group A included 100 patients one year after heart valve replacement. A total of 72 patients had undergone AVR, 19 MVR and 9 DVR. In 63 patients concomitant procedures had been performed, of which CABG was the most frequent (39 patients). The most frequently used valves were Carbomedicsâ (53 patients) and On-Xâ (40 patients), the remaining cases received bioprostheses.
All patients were on anticoagulation therapy, aiming at INR levels of 2.5-3.5. The anticoagulation level (INR) was measured on the day of follow-up.
The mean age for group A was 66.3 ( +12.4), 69 were male and 31 were female.
Thirty age and sex-matched patients who had undergone major surgery except valve replacement served as controls (group B). In these patients CABG and various types of operation on the thoracic aorta had been performed.
The mean age for group B was 62.5 ( + 8.7), 39% were male and 61% were female.
The EUROScore was calculated for all patients. This score includes information about age, gender, previous operations, accompanied diseases and severity of the surgery (34). The two groups were comparable with regard to age, gender, valve position, valve size and the most common risk factors (smoking, reoperations, atrial fibrillation, arterial hypertension, different hematological data and accompanied diseases).
Technical methods:
A newly developed microemboli detector, EMEX-25 (Hatteland Instrumentering, Norway) was used for the measurements. The instrument was connected to a PC running the EMMON.exe software program for signal processing and for deriving of microemboli statistics.
A non-focused probed with the diameter of ten mm. was applied lateral to the trachea with the measuring point at the “root” of the common carotid artery. The probe was orientated towards the flow direction with an angle relative to the skin of approximately 45 degrees. The sampling depth was set to 2-3 cm.

 

   

Picture 1: EMEX-25 (Hatteland Instrumentering, Norway) Picture 2: Measurement procedure

Coherent ultrasonic pulses with a resonance frequency of 3 MHz were used and the Doppler shift of the becscattered signal was derived. The instrument was optimised for the purpose of detection amplitude pulses of the Doppler signal (originating from microembolies) with the highest possible sensitivity. No discrimination between ultrasonic microbubbles and solid particles was made.
Doppler signal amplitudes obtained from normal blood flow exhibited a predictable behaviour with respect to variance of signal amplitudes. However, when microembolic events occurred, the signal energy would suddenly increase significantly when the microemboli was passing the sample point of the ultrasonic probe. These amplitude bursts, termed MES (Micro Emboli Signals), sounded like short chirps or clicks and were easy to identify after some training.
EMEX-25 derived the envelop of the Doppler amplitude signal and assessed a reference level which was twice (6 dB) in amplitude compared to the average of the envelope signal. Any signal burst with an envelope amplitude crossing this reference value was regarded to be a potential microemboli. An artefact removal algorithm was applied to the spikes. The algorithm basically analysed the curvature of the mean velocity to evaluate if the spike was more susceptible to be caused by an artefact or not.
The EMEX-25 was tested in 25 healthy volunteers. No MES were detected examining both carotids for two minutes each.
Statistical analysis:
The chi-square test or Fisher’s exact test, whenever appropriate, were used to compare clustered variables of groups. Bivariate analysis (Student’s t-test) for independent samples was used for comparison of normally distributed numerical variables. Normally distributed data were expressed as mean ± standard deviation (SD) and compared by means of the 2-sample t test. Non-normally distributed data were expressed as median with 95% confidence intervals and compared by means of the Mann-Whitney U test. The Spearman rank correlation was used to examine the influence of valve size on MES counts. The multivariate analysis was performed by line regression method. P< 0.05 was considered as statistically significant.
3. Results
In group A MES were detected in 62 % of the patients, in group B in 46% of the patients (Fig.1). The difference between the two groups was not statistically significant (p=0.2).
When studying the association between possible risk factors and MES we found some difference between group A and group B.
In group A risk factors associated with the number of MES were smoking, previous cardiovascular operations and EUROScore points (p<0.05) (Table 1).
In patients with EUROScore >5 MES were detected in 98% of the patients.
In the multivariate analysis all three risk factors remained independently significant.
There was no correlation between the total number of MES and anticoagulation (INR and anticoagulation therapy), atrial fibrillation, cholesterol level, carotid artery disease, NYHA class, gender, age, valve type or valve position.
There was a significant correlation between postoperative cerebral events(stroke and TiA) and the number of MES in MES-positive group (Fig.2).
In group B the following risk factors were associated with the number of MES: age, uremia, atrial fibrillation and EUROScore.
In the multivariate analysis only two of the risk factors (atrial fibrillation and uremia) remained independently significant. None of the patients in group B experienced postoperative cerebral events.

4. Discussion
We were able to demonstrate MES in 62%of the valve patients and 46% of the non-valve patients. The difference in MES between the two groups of patients was not statistically significant. MES could be detected in all types of cardiovascular patients. Patient related risk factors associated with MES were different between valve and non-valve patients.
Our finding, demonstrating higher number of MES in patients previously operated on, is new and there is to our knowledge no information in the previous literature on the significance of smoking.
We did not find any correlation between the number of MES and the valve position. This is in agreement with previous studies (18-21).
Only few studies have compared MES and various valve types (31). We did not see any significant difference with regard to MES comparing Carbomedics and On-X valves.
Contrary to a previous study from our own institution on the Carbomedics valve we did not find any correlation between MES and valve size (18). This discrepancy might be explained by the different types of equipment and monitoring site used.
There is no data in the literature on the correlation between kidney function and MES.
Our study confirms the findings of Kofidis at al.(20) showing no correlation between MES and INR level.
There was no correlation between MES and NYHA class, diabetes, hypercholesterol level, age and gender in the group of valve patients (24-27). However, age was significantly important in non-valve patients.
In the agreement with Braekken et al.(22), we did not find atrial fibrillation to be associated with MES in heart valve patients, however, there were significantly more MES in non valve patients with atrial fibrillation.
Theoretically, MES could have their origin in local plaques in the carotid arteries, however, we did not find an increased number of MES in our patients with known carotid artery disease.
There is no data in the literature on EUROScore and MES. We regard this association to indicate that there are more MES in patients with more advanced diseases.
In valve patients we found a significant association between the total number of MES and postoperative stroke in MES-positive patients. This is in agreement with previous reports (18-21). If it will b possible to evaluate not only stroke or TIA history in valve patients but also cognitive disorders, the correlation will be significant at the whole valve patient group. The reason, we think, is that cognitive disorders not always connecting by physicians with mechanical valve presence.
There is strong evidence that MES are really associated with bubbles or solid microemboli (11,28,29,).
This is no agreement on the best way to monitor cerebral emboli. The method used in the present study is simple to use, cheep and is able to detect the highest number of MES due to one study(36).
A newly developed microemboli detector, EMEX-25, from Hatteland Instrumentering, Norway was used for the measurements. This type of investigation is new in valve patients, however, it has been used in other types of patients (35,36).
It is of great importance to distinguish between real MES and artifacts. The origin of artifacts could be multiple. The most important are unintended movement of the probe, signals from movements of the vessel wall and external noise sources such as diathermy. An emboli burst (MES signal) would have a maximum possible duration time defined by the transition time of the emboli through the sampling volume extension of the probe and the minimum detectable velocity of the instrument. Typically this maximum burst time would be 200 to 300 ms, the reason for why some investigators defines a maximum burst duration time as a criteria for valid MES signal detection. However this criteria is not very sensitive because the noise sources mentioned above all could give shorter bursts time comparable to those arising from true MES signals.
A more sensitive technique would be to analyze the behavior of the mean velocity. Both the unintended movements of the probes as well as vessel wall movement tended to give velocity components of very low speed and with high energy compared to the background blood flow. These components caused instability in the waveform of the mean velocity. Thus EMEX-25 was implemented with and algorithm analysing the waveform and stability of the mean velocity. The algorithm was regarded to be superior to a simple bursts length evaluation for removal of possible artifacts.
During the measurement, high attention was made to find a stabile signal pattern with as minimum variation of the envelope signal amplitude as possible. False positive detections or artifacts could occur when the sampling point was close to the wall of the artery. Those spikes, however, was recognized by typically being synchronized to the pulsation of the flow, and was minimized to obtains as stabile signal as possible.
Another important detailed was to keep the probe axis in the sagital plane to the trachea. By preventing the probe axis to cross the air-tissue surface of trachea, any high energy disturbing reflections from this region was avoided.



 


When a probe position giving stable signals was found, a recording period of 2 times 2 minutes was applied in all patients and controls.
One can speculate whether our findings indicate a gaseous nature of the MES rather than a solid.
Our method does not permit discrimination between gaseous MES and solid MES.
Many authors suggest cavitations to be important (30,31). However, our study clearly demonstrates that MES can be detected also in patients without artificial heart valves.

 

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